Yintoni Ukuqinisekiswa Kwentengiso YeeRhafu?

Ukuqinisekiswa kwezorhwebo Inkcazo kunye Nenkcazo kubatshali-mali abatsha

Ngombulelo kwi-SEC-igunya kunye nezinye iimfuneko zokulawula, xa uqala ukubeka i- akhawunti yakho ye- brokerage kunye nomthengisi wakho omtsha we- stock , uza kufumana into eyaziwayo njengesiqinisekiso sokuthengisa. Oku kuqinisekiswa kwezorhwebo kuya kuthunyelwa kuwe okanye, ukuba ukhethe ukunikezelwa kwephepha, kwenzelwe ukuba kufumaneke kwifomethi elandelwayo njenge-Adobe PDF, xa umthengisi wakho eqhuba ukuthenga okanye ukuthengisa umyalelo kuwe.

Ngokuxhomekeke kwenkampani yakho ye-brokerage okanye umthengisi, ulwazi malunga noqinisekiso lwezorhwebo luyahluka, kodwa kukho izinto ezimbalwa ezibandakanyiweyo malunga nabo bonke.

Yintoni onokuyifumana kwi-Brokerage Trade Confirmation

• Igama lotyalo-mali oye wathengisa ngalo, kunye nomqondiso wekhayibhile
• Izabelo ezithengiweyo zithengwa
• Iindleko okanye ukuthengisa intengo ngesabelo ngasinye
• Ikhomishini ehlawulwe kwiinkampani zorhwebo (kuxhomekeke kwiinkcukacha ezithile, ukuba umthengisi wakho ubesebenza kuwe kumthengisi, unokubona ukunyanzeliswa kwezibambiso kwii-secured securities).
• Usuku lokuqalisa ukuthengisa, olubonisa xa kuthengiswa urhwebo
• Umhla wokuhlawula, ngowona suku imali kunye notyalo-mali, njengezabelo zesitokhwe, ukutshintshwa (ukuba uthengiwe okanye uthengise kwi-akhawunti yebhanki, lo ngumhla lowo imali iya kukhishwa kuyo okanye ifakwe kwi-akhawunti yakho. .)
• Ixabiso elipheleleyo lemali
• Intlawulo yenani elipheleleyo lentengiso emva kokunciphisa iikomishishini zemali

• Inombolo ye-akhawunti apho i-trade ebekwe kuyo
• Uhlobo lomyalelo olusetyenzisiweyo; umzekelo, umyalelo wemarike, umyalelo wokukhawulelana, kunye nokunye.

Kutheni Ufanele Uhlolisise Iimpawu Zakho Zokuthengisa Iinkcukacha Ngokunyamekela

Ukuqinisekiswa kwezorhwebo kubaluleke kakhulu kuba yindlela yakho yokuqinisekisa ukuba umthengisi uzalise umyalelo ngokwemiyalelo yakho (kukho iintlobo ezilishumi elinesibini ezahlukahlukeneyo zoshishino lwezitokhwe umtyalo-mali oza kubeka kunye nomthengisi wakhe wempahla).

Ukuba uqaphela ukuba ukuqinisekiswa kwezorhwebo kubandakanya ulwazi olukholelwayo ukuba uyiphutha, kufuneka uqhagamshelane nebhanki yakho okanye umthengisi ngokukhawuleza uzame ukuyilungisa.

Kunconywa kakhulu ukuba ugcine iikopi ezichanekileyo zazo zonke iziqinisekiso zakho zorhwebo. Ezi ziqinisekiso zorhwebo ziya kuba luncedo kakhulu xa kufika ixesha lokufakela irhafu yakho; Ukulandelwa kwemali kunye nokulahlekelwa kwemali kuya kulula; kwaye ukuba ngaba uphicothiweyo uya kuba namaxwebhu afanelekileyo, nangona utshintsho lwangoku kwindlela yokwenza ingxelo ngeendleko zenzelwe i-IRS yenza ukuba umgcini-mgcini arekhode iirekhodi zeerhafu ezisemthethweni.

Umcebisi wakho woTyalo-mali unokuba neekopi zeeNkcazo zakho zoRhwebo

Ukuba usebenza noMcebisi wezeNtengo oBhalisiweyo , ummeli wommeli ngamnye ojongene nepottoliyo yakho unokufumana iikopi zezoqinisekiso zakho zorhwebo, okanye unokukwazi ukufumana zona, nangona kusengcono ukugcina iirekhodi zakho. Ungasebenzisa kwakhona iziqinisekiso zorhwebo ukuze uxolelanise isitatimende esivela kumlondolozi wakho ngesitatimenti esivela kumcebisi wakho ukuze wena kunye nabagcini-akhawunti bakho, amagqwetha, okanye amabhanki abucala angenza uphicotho olungcono kumsebenzi kwi- akhawunti yakho ephethwe ngabanye .

Ekugqibeleni, uqinisekiso lwezorhwebo ngokwabo lufanele lufanisane nesishwankathelo somsebenzi kwi-akhawunti yakho ingxelo evela kumthengisi okanye umgcini-mgcini, naye; yonke into evela kwinani elilinganayo le-commissions kwaye, ukuba ikhona, imiyalelo yakho yokuba okanye ungafuni ukuba isahlulo sivunwe ngokuzenzekelayo .

Ukuba ukutshutshiswa kuya kufutshane, ungaphinda uhlaziye iinkcukacha zemisebenzi yakho kwiinkcazo zeakhawunti yakho, esinye sezizathu ezibalulekileyo ukuba uhlaziye ezo ngxelo zeakhawunti ngokuchanekileyo, nazo.