Uchungechunge lwe-3 lweemveliso ze- futures brokers lihlukaniswe libe ngamalungu amabini-i-futureory yorhwebo kunye nemimiselo yemarike. Inxalenye nganye kufuneka idluliselwe ngamanqaku angama-70 ekhulwini. Uya kuba neeyure ezingama-2 kunye nemizuzu engama-30 ukugqiba uvavanyo. Kukho iingu-120 ezikhethiweyo kunye nemibuzo yenyaniso / yamanga. Uninzi lwabantu lithatha ubuncinane iiyure ezingama-2 ukuba zithathe uvavanyo kwaye ezinye zingagqiba ngexesha, ngoko qiniseka ukuba ubeka iliso ixesha ngokucwangcisa xa uhleli kwi-Series 3 test.
Uvavanyo lulawulwa yiNational Futures Association (NFA).
Iindawo ezifihliweyo kwi-Series 3 Exam
Icandelo 1 : Inxalenye yokuqala yovavanyo lweShedyuli 3 iquka iziseko zeemarike ezizayo. Kuya kufuneka uqonde izivumelwano zengomso, ukumbumbuluza, ukuqikelela, iigama zenkqubela yexesha elizayo, ukhetho lwexesha elizayo , iimfuno zomda , iintlobo zee-oda, uhlalutyo olusisiseko, uhlalutyo lobugcisa olusisiseko kunye nokusabalalisa ishishini . Uvavanyo luya kuhlola ukuqonda kwakho kwenkcubeko kunye nokukwazi ukubala iziphumo zorhwebo ukusuka kwinzuzo kunye nokulahleka kunye nomda we-margin.
Iindlela ezisisiseko zexesha elizayo
Uninzi lwabantu lunzima ngokubhinca kunye nokukhetha. Izinketho zexesha elizayo ziyingxaki kubantu abangazange bathengise ngaphambili. Iindlela ezikhethiweyo ze-Stock zifana nezikhetho zexesha elizayo, ngoko ke ukuba uqonda ukubeka kunye nokufowunela ukhetho kufuneka ukwazi ukuguqulela olo lwazi kwixesha elizayo.
Icandelo lesi-2 : Inxalenye yesibini yovavanyo lwe Series 3 iqulethe imimiselo yemarike.
I-NFA ithanda ukunyaniseka kweli candelo. Injongo ephambili yemibandela yolawulo kukuvavanya amandla okusebenza ngendlela efanelekileyo neyokuziphatha xa ifika kubaxumi. Ukuba ukhumbula ukuba i-tidbit, kufuneka incede kakhulu ngeli candelo. Imibuzo emininzi yolawulo ivulekele ukutolika kwaye ingahamba nayiphi na indlela, ke qiniseka ukuba uyaziqonda izinto eziphambili kwaye uzifunde kakuhle kwaye uziqonde imibuzo phambi kokuba uphendule.
Kukho imigaqo, imimiselo kunye namanani oyakufuna ukuyikhumbula ngenxalenye yale mviwo. Musa ukuzibamba ngokulula, kuba abazenzeli lula eli candelo loviwo. Qaphela ukuba imeko yokulawula ihlala ishintsha kwaye i-NFA izakuvavanya kwimithetho yakutshanje.
Ukufunda kwi-Series 3 Exam
Ayithathi ingqiqo ukuba idlule uluhlu lwesithathu, kodwa kufuneka ufunde. Uvavanyo luba nzima kunomntu onolwazi olunqingqiweyo okanye amava kwiimarike ezizayo. Labo abanamava ekuthengiseni iimpahla kunye nexesha elizayo kufuneka babe nokulungiswa kakuhle, njengoko baya kubona ulwazi oluhlala lugqithiselwa ukutshintshwa, ngakumbi xa lifika kwicandelo lemimiselo yemarike .
Ndiyakholelwa ukuba kuyimfuneko ukuba ufunde ngeNqununu ye-3-course ye-course kunye nokuqhuba iimviwo ukulungiselela ngokufanelekileyo uvavanyo. Iikholeji zokupasa nazo ziyafumaneka nakwizixeko ezininzi eziphambili ze-US kunye nehlabathi ngaphambi kokuba uthathe uvavanyo. Andizange ndithathe iiklasi zeprinteli malunga naluphi na iimviwo zam, kodwa kwabanye abantu bangaba luncedo kakhulu kwaye umehluko phakathi kokudlula nokungafezeki. Emva kokuba ubeka amanqaku angama-80 ukuya kuma-85 kwiimvavanyo zakho zovavanyo, ufanele ukwazi ukugqitha ukuhlolwa kweComment 3 yokugqibela.
Uhlaziyo
Emva koxinzelelo lwezezimali lwehlabathi ngo-2008 kunye nokuhamba komthetho we- Dodd-Frank iminyaka emininzi kamva, ummiselo uye waba lukhuni kuzo zonke iimarike, kuquka iimpahla. Uvavanyo lwe Series 3 lubonisa utshintsho kwimithetho. I-CFTC ifake imithetho nemithetho emitsha emininzi kwiminyaka yamuva. Ummiselo ube yinkqubo yokubuyisana, kunye neenguqu kwimigangatho nemithetho; uvavanyo luhlala luqhubeka ukuze kuqinisekiswe ukuba abaqeqeshi bezoqoqosho zintengiso bayazi malunga nokuthotyelwa ngawo onke amaxesha. Olu vavanyo lunikezelwa kwisiko lokuvavanya kwaye lufumaneka ngokuqeshwa kuwo wonke amazwe eUnited States nakwiindawo ezijikeleze ihlabathi, ngokubanzi kwizixeko ezinkulu.
Nangona inxalenye yokuqala yeemvavanyo zovavanyo kumashishini ngokubhekiselele kwimiba ethile, imibuzo elawulayo ibe yindawo ekujoliswe kuyo kwi-National Futures Association, eqhuba umviwo.
Ukongezelela, bonke abo badlulayo iimviwo kufuneka bathathe inxaxheba ekuqhubekeni kwemfundo ekhoyo kwi-line.
Njengoko uviwo luyingxenye yezinto ezimbini, ukufundelwa ukuhlolwa kufuneka kuthethwe ngendlela efanayo. Okokuqala, kubalulekile ukuqonda i-ins kunye nokuphuma kwoshishino lwexesha elizayo kunye nezokhetho. Okwesibini, kubalulekile ukuqonda ngokupheleleyo imiqathango ebandakanya bonke abaqeqeshiweyo kwishishini. Qinisekisa ukuba uthenga ikhosi ekhoyo njengokuba utshintsho lwemithetho ludla ngokuphindaphindiweyo. Kukho izikhokelo zokufunda ezikhoyo kwi-intanethi ukulungiselela ukuzilungiselela. Kwabo bahlala bekhululekile kwiklasi yokufundela, iinkampani ezininzi zinikeza izifundo zokulungiselela ukuba ungene kulo mntu. Uvavanyo lwe-Series-3 alukhuni kulabo bafundayo kodwa bayithatha ngaphandle kokufunyanwa kwinto yokuphelela.